Mistreating the Enemy’s Body: The Judgment of Zeus

Zeus Did Not Approve
Zeus Did Not Approve

Essential as it was in the classical Greek world to honor the citizen-soldiers who had died for the city, it was also considered important, indeed commanded by the customs of war, to bury the bodies of enemy soldiers who had died in combat, or at least to permit the enemy recover and bury them himself. The custom was not, of course, universally followed, and indeed some have argued that the practice of the world that Homer dramatizes was contrary to it. But by the fifth century, and certainly by the time Euripides’ Suppliants was staged, the practice had congealed into a customary norm. So compelling was that norm, in fact, that it was taken to be a defining mark of Hellenism and of civilization.   We cannot begin to understand the moral universe of The Suppliants until we grasp the centrality of this norm and the horror that attended its violation.

The Iliad

The obvious starting place is Homer’s Iliad. The Greek hero Achilles, seething with anger at the insult offered him by the Greek king Agamemnon, has withdrawn from combat, leaving the Greek forces to their own devices. Without Achilles, the war goes badly for the Greeks. They send an embassy to Achilles, offering compensation for Agamemnon’s offense, appealing to his fellow-feeing for his erstwhile comrades-in-arms, and seeking to persuade him to rejoin them in the struggle against Troy. Achilles will not be mollified. But his loyal comrade and intimate friend Patroclus persuades Achilles to permit him to enter the fray, bearing Achilles’ armor, so that the Trojans may be deceived into thinking that Achilles himself has returned to fight them. Achilles agrees, but only after setting strict limits to how and when Patroclus may fight. Disobeying Achilles’ instructions, Patroclus is speared and killed by the Trojan prince, Hector. On learning of Patroclus’ death, Achilles’ grief and remorse have no limits. The loss of Patroclus, Achilles says, wounds him as much as the killings of his own father or son would: “Nothing could more afflict me: fame relating the foul deed/Of my dear father’s slaughter, blood drawn from my sole son’s heart/No more could wound me. Cursed man, that in this foreign part/(For hateful Helen) my true love, my country, sire and son,/I should thus part with.” (Iliad Book XIX, ll. 318-22).

Achilles composes his differences with Agamemnon and the Greeks and rejoins the battle against the Trojans. He seeks Hector out for single combat. Hector’s mother Queen Hecuba implores her son to withdraw into the safety of the walled city of Troy, warning him that Achilles will defeat and kill him, leaving his unburied body for the dogs: “our tears shall pay thy corse [corpse] no obsequy./ Being ravish’d from us, Grecian dogs nourish’d with what I nursed” (Iliad Book XXII, ll. 74-75). Despite knowing Achilles to be far stronger and more powerful, Hector, fearing shame more than death, remains outside the city, to confront the vengeful Achilles. Hector proposes to Achilles that whichever of them kills the other do no outrage on the defeated man’s dead body:

Let vows of fit respect pass both, when conquest hath bestow’d

          His wreath on either. Here I vow no fury shall be show’d

          That is not manly, on thy corse; but, having spoil’d thy arms,

          Resign thy person; which swear thou. (Iliad Book XXII, ll. 219-22).

Although Homer characterizes Hector’s terms as “fair and temperate,” Achilles angrily refuses them: he says that he and Hector can no more reach an agreement than lions and men, or wolves and lambs, could.   Achilles can only urge Hector to feel what he himself feels: “Hunger for slaughter, and a hate that eats thy heart to eat/Thy foe’s heart” (Iliad Book XXII, ll. 232-33). Achilles’ anger transports him to the levels of a beast and a cannibal: in his wrath, he tramples down the barriers between the civilized and the barbaric, the human and the bestial, the cooked and the raw. He is waging a war for the utter annihilation of his enemy, a war without mercy or limits, war in the form that Clausewitz was later to call the “pure concept” of war. (See On War, Book One, c. 1, sec. 23, in which Clausewitz says that “the pure concept” of war is that of “a complete, untrammeled, absolute manifestation of violence”).

The degradation of Hector’s body

Achilles slays Hector, pierces the dead body’s “Achilles’ tendons,” straps the body to the back of his chariot, hauls it back to the Greek camp, and drags it in the dust twelve times around Patroclus’ funeral pyre. Addressing the dead Patroclus, Achilles boasts:

Hector lies slaughter’d here

Dragg’d at my chariot, and our dogs shall all in pieces tear

His hated limbs. Twelve Trojan youths, born of their noblest strains,

I took alive, and (yet enrag’d) will empty all their veins

Of vital spirits, sacrific’d before thy heap of fire. (Iliad Book XXIII, ll. 16-21.)

Then Achilles lays Hector face down in the dust before Patroclus. This, Homer says, was shameful, “unworthy” of Achilles.

Despite Hector’s death and the degradation of his body, Achilles’ thirst for revenge remains unslaked: “with Hector’s corse his rage had never done” (Iliad Book XXIV, l. 16). Even the gods begin to pity Hector. Apollo denounces Achilles Read more

The Burials of Greek Warriors

The ancient Greeks paid unusual homage to the bodies of soldiers – their own tomb-unknown-soldier-marble-sculpture-dying-ancient-greek-hoplite-warrior-holding-his-shield-spear-athens-greece-42949806city’s, or occasionally those of another – who had fallen in battle, and surrounded their funerals with solemn and impressive rituals. Thus, in the seventh book of Homer’s Iliad, the Trojan prince Hector challenges the invading Greek army to select its finest warrior to fight with him man-to-man, and so decide the outcome of the Trojan War by single combat. Hector promises that if he prevails and kills the Greek challenger, he will give him an honorable funeral and burial, so that the fame both of the Greek hero and of Hector himself will endure. The Elizabethan poet George Chapman, in a translation celebrated in Keats’s On First Looking into Chapman’s Homer, renders Hector’s speech as follows:

. . . if I can slaughter him

         (Apollo honouring me so much), I’ll spoil his conquered limb,

         And bear his arms to Ilion, where in Apollo’s shrine

         I’ll hang them, as my trophies due; his body I’ll resign

         To be disposed by his friends in flamy funerals

         And honour’d with erected tomb, where Hellespontus falls

         Into Aegeum, and doth reach ev’n to your naval road,

         That when our beings in the earth shall hide their period,

         Survivors sailing the black sea may thus his name renew:

         “This is his monument, whose blood long since did fates imbrue,

         Whom passing far in fortitude, illustrious Hector slew.”

         Thus shall posterity report, and my fame never die.

Much of the latter part of The Iliad is in fact occupied with detailed descriptions of funeral practices, including the elaborate feasting, games, gift-giving, ceremonies and sacrifices that Achilles staged in honor of his fallen comrade Patroclus and the building of the monumental mound that he erected as Patroclus’ temporary burial site. Among other things, Achilles slaughtered “twelve Trojan youths, born of their noblest strains,” to the memory of Patroclus (Iliad Book XXIII, l. 19). And we should recall that the conclusion of The Iliad is a warrior’s burial: it marks the funeral rites of Hector, tamer of horses (Iliad Book XXIV, l. 711).

But in the world Homer describes, such practices are reserved for heroes and lords like Patroclus. Ordinary soldiers killed in battle seem simply to have been cremated (see Iliad Book I, l. 52). Thus, Homer has the Greek king Agamemnon say that corpses should be given to the flames promptly after death, and the Greek army acts accordingly, gathering in both bodies and fuel (Iliad Book VII, ll. 417-32).   (The twelve young Trojans whom Achilles sacrificed were left unburied.)

The archaic tradition regarding burial is reflected in later Greek writing. In the seventh century, the Spartan poet Tyrtaeus, much revered in his native city (the Spartan army sang his poems on the way to battle), wrote in one elegy:

he that falleth in the van and loseth dear life to the glory of his city and his countrymen and his father, with many a frontwise wound through breast and breastplate and through bossy shield, he is bewailed alike by young and old, and lamented with sore regret by all the city. His grave and his children are conspicuous among men, and his children’s and his line after them; nor ever doth his name and good fame perish, but though he be underground he liveth evermore, seeing that he was doing nobly and abiding in the fight for country’s and children’s sake when fierce Ares brought him low.

Under Tyrtaeus’ influence, Spartan soldiers wrote their names on small sticks so that if they were killed, their bodies could be readily identified. See Diodorus Siculus, Book VIII, c. 27.

The funeral rites of Athens

Fifth century, democratic Athens, however, stands out for the remarkably full honors that it extended to ordinary citizen-soldiers.

The historian Herodotus relates the tale of the Athenian statesman Solon, who claimed that the happiest of all men was one Tellus, chiefly because of the manner of his death in battle and subsequent burial (Histories, Book I, 30):

Tellus was from a prosperous city, and his children were good and noble. He saw children born to them all, and all of these survived. His life was prosperous by our standards, and his death was most glorious: when the Athenians were fighting their neighbors in Eleusis, he came to help, routed the enemy, and died very finely. The Athenians buried him at public expense on the spot where he fell and gave him much honor.

Later Athenian authors tell us more about such funeral honors. Indeed, these honors occupied a central position in the city’s civic life.

In Plato’s curious dialogue Menexenus, perhaps intended as a playful comment on the Athenian practice of solemnizing the burial of dead with funeral orations, Socrates is made to say:

O Menexenus! Death in battle is certainly in many respects a noble thing. The dead man gets a fine and costly funeral, although he may have been poor, and an elaborate speech is made over him by a wise man who has long ago prepared what he has to say, although he who is praised may not have been good for much. The speakers praise him for what he has done and for what he has not done — that is the beauty of them — and they steal away our souls with their embellished words; in every conceivable form they praise the city; and they praise those who died in war, and all our ancestors who went before us; and they praise ourselves also who are still alive, until I feel quite elevated by their laudations, and I stand listening to their words, Menexenus, and become enchanted by them, and all in a moment I imagine myself to have become a greater and nobler and finer man than I was before. And if, as often happens, there are any foreigners who accompany me to the speech, I become suddenly conscious of having a sort of triumph over them, and they seem to experience a corresponding feeling of admiration at me, and at the greatness of the city, which appears to them, when they are under the influence of the speaker, more wonderful than ever.

No doubt the most famous passages in Greek literature to describe the honor Periclesthat is due to a city’s fallen soldiers are found in Thucydides’ rendition of the Funeral Oration delivered by the Athenian leader Pericles over those who died at the outset of the Peloponnesian War (431 BC – 404 BC), in which Athens and Sparta contended for supremacy in Greece. Less well known than Pericles’ speech, however, is Thucydides’ introduction to it, which describes the Athenians’ customary practices on such solemn occasions. Let us consider Thucydides’ remarks here. (Whether Thucydides’ description is wholly accurate is considered in Mark Toher’s 1999 paper, On “Thucydides’ Blunder”.

In Thomas Hobbes’ translation:

Having set up a tent, they put into it the bones of the dead three days before the funeral: and every one bringeth whatsoever he thinks good to his own. When the day comes of carrying them to their burial, certain cypress coffins are carried along in carts, for every tribe one, in which are the bones of the men of every tribe by themselves. There is likewise borne an empty hearse covered over, for such as appear not, nor were found amongst the rest when they were taken up. The funeral is accompanied by any that will, whether citizen or stranger; and the women of their kindred are also by at the burial, lamenting and mourning. Then they put them into a public monument, which standeth in the fairest suburbs of the city [the Ceramicus (RJD)]; in which place they have ever interred all that died in the wars, except those that were slain in the field of Marathon: who, because their virtue was thought extraordinary, were therefore buried there-right. And when the earth is thrown over them, some one thought to exceed the rest in wisdom and dignity, chosen by the city, maketh an oration, wherein he giveth them such praises as are fit: which done, the company depart.

In his splendid book Burial and Ancient Society: The Rise of the Greek City-State (1987), Ian Morris observes that Thucydides “presented death in battle as the apotheosis of citizenship, and, interestingly, the burial of the war dead is the only context we know of where funeral games took place in fifth-century Athens. Three inscribed bronze vases given as prizes in these games . . . are known.”

Athenian burial practices and its democracy

David Pritchard adds to our understanding of Athens’ funeral rites for its dead warriors in his essay The symbiosis between democracy and war: the case of ancient Athens (2010).  The tombs in which the dead warriors were placed “were adorned with statues of lions and friezes depicting groups of generic hoplites and cavalrymen vanquishing their enemies, both of which signified the aretê [virtue or, more specifically, courage (RJD)] of those being buried.” Further, “each tomb displayed a complete list of the year’s casualties, including citizen sailors, which was organised [into the ten Athenian] tribes. . . . [T]hese casualty lists gave the same space to the name of every citizen, regardless of what his military rank and social class had been.” Pritchard observes that this austere form of remembrance “reinforces the impression that the principle of democratic equality . . . strongly shaped [the Athenians’] honouring of the war dead.” He notes that a surviving fragment of Euripides’ lost play “Erechtheus” says that those who “die in war they share a common tomb with many others and an equal fame” (added emphasis) (J.O. Burtt trans.).

Further, Athens’ dead combatants were not only equal, in the city’s eyes, in nobility and courage; they were also beyond death, perpetuated in the renewed and everlasting life of the city. W.R. Connor, in his 1988 article Early Greek Land Warfare as Symbolic Expression, calls attention to this aspect of the tribal war memorials:

The final commemoration . . . is a memorial consisting of names, just names, name after named, arranged by tribe. . . . These, unlike the battlefield trophaion [the trophy or victory marker erected on the field after a battle (RJD)], are intended to be permanent. As the impermanence of the trophy marks the transitoriness of human relationships, the inscribed names of the dead mark the endurance that comes from comes from the merging of the individual into the community.

Some conclusions

Reflection on the ancient texts and practices will lead us to several conclusions about the significance of the burial of a city’s own battle-dead.

First, we see (at least in democratic Athens) the heroization of the common soldier-citizen. Ordinary men who die fighting for their city can now enter the honor-world that in Homer is reserved for lords and heroes. If, as Eva Brann has suggested, the Iliad itself can be seen as a “tremendous war memorial” because it records the names, descent and homelands of the many leading warriors who died in its battles, so the Athenian mortuary list of names raises those it commemorates to the same heroic level. (See Eva Brann, Homeric Moments (2002)). Even a poor man, Plato remarks, receives “a fine and costly funeral” and an “elaborate speech.” And Thucydides tells us that Athens also honors its unknown soldiers: the funeral procession includes “an empty hearse covered over” to commemorate them. Furthermore, the families of those who have fallen are ennobled along with them. Democratic America, with its simple and egalitarian national cemeteries, its Tomb of the Unknown Soldier and its unadorned memorial listing the names of those who died in the Vietnam War, should readily grasp these points.

Athens may have been a democracy but, as Pericles argued in the Funeral Oration, it was a democracy of a singularly aristocratic kind, in which poverty and obscurity were not insuperable barriers to the achievement of honor by those who would serve the city. The ordinary citizen, Pericles says, “is not put back through poverty for the obscurity of his person, as long as he can do good service to the commonwealth” (Peloponnesian War, Book II, c. 37). And even if some of the dead were worthier of praise than others, Pericles insists that all must be honored equally: “even such of them as were worse than the rest, do nevertheless deserve, that for their valour shown in the war for defence of their country they should be preferred before the rest” (Peloponnesian War, Book II, c. 42). All the deaths that are being commemorated were honorable: “choosing rather to fight and die, than to shrink and be saved, they fled from shame, but with their bodies stood out the battle; . . . [and so] left their lives not in fear, but in opinion of victory” (id.).

Second, we should note the extraordinary sense of identity and common purpose that exists between the democratic city and those who fight for it. Thucydides has the Athenian general Nicias tell his soldiers that of themselves they make the city: “wheresover you please to sit down, there presently of yourselves you are a city” (Peloponnesian War, Book VII, c. 77). The city’s fate and their fates are the same, and even after death, they will live in the continuing and indestructible life of the city. The burial rites encapsulate the city’s promise, not only that it will remember its battle-dead, but also that it will recover their remains and inter them before the eyes of those they died defending. Everyone who has “given his body to the commonwealth,” Pericles affirms, will “receive in place thereof an undecaying commendation and a most remarkable sepulchre” (id. at Book II, c. 43).

Indeed, we might go even further. Robert Hertz, a pupil of the great nineteenth century sociologist Emile Durkheim, argued in the spirit of his teacher that we should conceive of the emotions aroused by a death and the rites by which death is marked, not simply as individual or private matters, but as social facts. (For an excellent summary of Hertz’s ideas, see Douglas J. Davies, The social triumph over death (2000). Hertz pointed out that the person who had died was not merely a biological individual but also “a social being grafted upon” that body. Hence the death of that individual represented a threat to the social order, and its destruction “is tantamount to a sacrilege” against that society. Society had to meet this threat somehow. It did so, Hertz argued, in a two-phased sequence of mortuary rituals: first, a phase of “disaggregation,” represented by the temporary disposal of the corpse; then by a phase of “reinstallation” or “secondary burial,” from which the society reconstituted itself and emerged triumphantly over death. In that final, reconstitutive ceremony, mourning came to an end and the departed soul was taken to have been incorporated into a social order of the dead that was continuous with the order of the living. The burial rites, in short, affirmed order as against the threat of disorder, and the unending life of the society as against the death of its individual members. As Morris summarizes this approach, “the funerary process re-presented society as pure and unblemished, in a perpetual youthful bloom through the preservation of the beautiful corpse, and its subsequent reduction to a permanent state via cremation.”

Finally, the burial rites renew and magnify the city, not only in the eyes of its own citizens, but also in those of the foreigners who watch the spectacle. Plato’s Socrates says that if there are foreigners present at a funeral speech, he experiences “a sort of triumph over them,” while they “seem to experience a corresponding feeling of admiration at me, and at the greatness of the city.” Pericles too notes in his oration that it will be “profitable to the whole company [of his audience], both of citizens and strangers,” to hear the battle-dead praised and, more especially, to hear the democratic constitution of Athens described (Peloponnesian War, Book II, c. 3).

(Note: For those who may be interested in exploring these topics further, volume IV of Kendrick Pritchett’s monumental The Greek State at War (1985) provides a wealth of information).

The Just War in Greek Tragedy: Euripides’ “Suppliants”

Woman and Skull
American Woman Writes a Thank You Note for Souvenir Japanese Skull, Life Magazine, 1944

I am very grateful to the editors of this website for offering me the opportunity to return to its pages. I would like to use the opportunity to pursue what I hope will be a fresh approach to the just war tradition. I plan to explore just war thinking through an extended consideration of Greek tragedy – specifically, Euripides’ Suppliants (or Suppliant Women).

Just war theory has undoubtedly become the predominant account of the morality of war in contemporary secular thought. As Michael Walzer, who has done so much to stimulate the development, has observed, ever since the War in Vietnam, American debates over the morality of war have been structured in terms of Just War theory. See Michael Walzer, The Triumph of Just War Theory (and the Dangers of Success) (2002). So firm is its hold that it was not surprising to hear President Obama consider it at some length in his 2009 Nobel Prize acceptance speech, or to read that his Administration claims to be following it in its military activities, including drone warfare. (For critical discussion, see this piece. Likewise, just war theory has long been the mainstream tradition in Catholic and other Christian thought about peace and war.

The Just War Canon

Part of the explanation for the dominance of just war theory is the pedigree that scholars have assigned to it. In most standard accounts, such as Alex Bellamy’s excellent Just Wars: From Cicero to Iraq (2008), the tradition of just war thinking begins with the Roman politician, orator and thinker Cicero, is Christianized by St. Augustine, is then reconfigured by St. Thomas Aquinas, and afterwards is handed down through the early modern Spanish scholastics and their secular successors, including Hugo Grotius and Emer de Vattel to the modern period. In this narrative, the tradition waned in the “positivist” period of international law in the nineteenth century, but was revived in the aftermath of the First World War, see Cornelius van Vollenhoven, Three Stages in the Evolution of the Law of Nations (1919), and then came into its own in this country with writers of the Cold War period such as Paul Ramsey, see The just war: Force and political responsibility (1968) and others.

In my judgment, this standard narrative is at best incomplete, at worst false. If nothing else, it fails to account for the centuries-long gap between Augustine and Aquinas. As Philip Wynn has recently argued in a monumental work of scholarship, Augustine on War and Military Service (2013), Augustine’s writings on the justice of war are scattered and episodic, reflecting more his pastoral concerns as a bishop than his intellectual preoccupations as a systematic theologian. Moreover, as I have argued myself, the long interval between Augustine and Aquinas, Christian thought and practice concerning war and peace was not filled by continuing reflection on, and elaboration of, a just war doctrine stemming from Augustine. Instead, Christian thought exhibited several different tendencies, one of which emphasized the sinfulness of all wars, including just ones, and required returning warriors who had taken life in their campaigns to confess their sin and do penance for it. See Robert Delahunty, The Returning Warrior and the Limits of Just War Theory (2014). Just war theory, with purported roots in Augustine, was in fact largely the creation of canon lawyers working for the Papacy in the great eleventh century Reform (or Revolution) undertaken by Popes such as Gregory VII (Hildebrand).   Later scholars have accepted as legitimate the pedigree that these canonists confected for just war doctrine.

A Different “Canon”

There is, moreover, another important, but largely neglected, stream of Western thought about just war that flows outside the current canon. I would hesitate to say that these other writings constituted a “tradition,” but they certainly equal the current just war canon in terms of antiquity, depth, and the distinction of their authors. This body of thought and reflection is found primarily in works of literature and history, rather than in theology, philosophy, jurisprudence, or statecraft. In this counter-canon (to call it that), the Roman historian Sallust would loom as large as Cicero does in the current canon, and Shakespeare would be as important as Aquinas or Grotius. In this series of postings, I will argue that the Athenian tragic poet Euripides, writing in the late fifth century BC, deserves inclusion in any canon of great Western writers on the subject of justice in war.

I am not, of course, arguing that one can find the term “just war,” or any near equivalent, in the writers of drama and history whom I have in mind. (For that matter, it is not so easy to find occurrences of the term in any ancient writers, including Cicero.) What I am saying is that the concept of a just war can be identified there, and that the application of that concept is studied in ways that can be of profound interest. To be sure, dramatists and historians pursue their studies in ways that are necessarily different from those of philosophers or lawyers, whose function it is to frame general rules. The former are essentially concerned with individual situations, and their presentation of the issues is concrete and unsystematized. To use Wittgenstein’s distinction, they show rather than say. But the very complications that are added by fixing on the unique and unrepeatable can deepen and enrich our reflections on the morality of war.

The Relevance of “The Suppliants”: Humanitarian Intervention

I am not especially concerned with whether Euripides’ play is relevant to contemporary concerns or not, but in fact it is.

Written (likely) sometime in the late 420s, The Suppliants is the product of wartime conditions. Athens and its great rival Sparta had gone to war for hegemony in Greece some years earlier, in 431. The end of the conflict came only in 404, long after any plausible date for the play. The war saw the collision of two very different types of system: Sparta was a conservative, land-based power of a somewhat autocratic cast, Athens had been a popular democracy for decades (an unusual political régime in the ancient world), a naval power, and a commercial hub, the center of a sea-based empire. Euripides’ drama is not overtly about the Peloponnesian War (though many readers have heard echoes of it in the play), but about a mythic conflict many centuries before, between Athens under its legendary King Theseus and the city-state of Thebes, long a rival and often an enemy of Athens.

In the play, Theseus and Athens are persuaded to intervene militarily against Thebes on behalf of a third Greek city state, Argos. Argos has gone to war against Thebes in support of a claimant to the Theban throne. Argos’ war, as the play will reveal, was impious and unjust. Argos has been defeated, and many of the warriors in the Argive expeditionary force have been killed in battle before the gates of Thebes. The Greek war convention called for the defeated side to request a truce so that it could recover the bodies of its battle-dead and bury them; the victorious side was expected to grant the truce and permit the recovery of the dead bodies. Thebes had denied the Argive request, and the bodies of the Argive soldiers remained unburied. Led by Adrastus, the King of Argos, the bereaved mothers of the unburied Argive soldiers come as “supplicants” to Athens, seeking its intervention against Thebes, whether by arbitration or, if need be, by war, to recover their sons. After considerable delay and debate, Theseus and Athens finally agree to march on Thebes. Their campaign is bloody and closely fought, but successful, and the bodies are recovered and brought back to Athens. That might seem a natural point at which to end the play, but Euripides has several surprises left for us, including the spectacular suicide of the widow of one of the Argive soldiers (a scene without precedent in Greek tragedy) and the unexpected appearance of the goddess Athena, a dea ex machina, at the end, who issues orders that countermand those just given by King Theseus.

The action of the drama poses, in stark form, the core questions arising from armed military interventions for humanitarian purposes. In recent decades, the United States has repeatedly faced the same question: in Kosovo; in Libya; in central Africa (against the Lord’s Resistance Army); and currently in Syria. Euripides forces his audiences and his readers to ask themselves what humanitarian interventions ultimately achieve, and whether they resolve conflict or only perpetuate it. Further, the play provokes reflection on the question of the motivations for humanitarian intervention: is the intervening power truly acting altruistically or for the sake of some international common good, or does intervention usually stem from hegemonic or imperialistic motives? (On the contemporary debate, see Michael W. Doyle, The Question of Intervention: John Stuart Mill & the Responsibility to Protect (2015)).

The treatment of the bodies of dead enemy combatants

There is a second issue dramatized by the play that holds contemporary interest – though our concern with it seems less than that of the Greeks. This is the question of the treatment of the bodies of enemy warriors who have been killed in battle.

Our contemporary war convention is clear and emphatic in its rules for the treatment of battle-dead soldiers. Article 15 of the First Geneva Convention of 1949, requires the “Parties to the conflict” “particularly after an engagement” “to search for the dead and prevent their being despoiled.” Article 17 further provides that the Parties to the conflict “shall further ensure that the dead are honourably interred, if possible according to the rites of the religion to which they belonged.” As the 1952 Commentary by the International Committee of the Red Cross (ICRC) notes, the Articles refer to the “Parties to the conflict,” thus making it plain that these obligations apply to both sides.

The ICRC Commentary also emphasizes the respect with which the dead bodies must be treated:

The dead must also be looked for and brought back behind the lines with as much care as the wounded. It is not always certain that death has taken place. It is, moreover, essential that the dead bodies should be identified and given a decent burial. When a man has been hit with such violence that there is nothing left of him but scattered remains, these must be carefully collected.

Similar prescriptions have also been laid down in religious teaching, and have long formed part of the customs and practices of war. Consider, e.g., early Islam. “Following the desecration of his own uncle by enemy soldiers, Mohammad (570-632) banned the mutilation of the dead. Following suit, Abou Bekr (571-634), explicitly told his soldiers going out to fight enemies that ‘see that none deals with treachery. You shall mutilate none.’ The scholar Abd al-Rahman al Awza’i (704-74) reiterated this rule against mutilation of the enemy dead.” Alexander Gillespie, A History of the Laws of War, vol. I (2011). Or consider the customs of war in early modern Europe. Shakespeare closes his Richard the Third with lines intended to show the magnanimity of the victor:

RICHMOND

What men of name are slain on either side?

DERBY

John Duke of Norfolk, Walter Lord Ferrers, Sir Robert Brakenbury, and Sir William Brandon.

RICHMOND

Inter their bodies as becomes their births.

Transgressions

Notwithstanding the clear prescriptions of international law and military custom, the norm in question has often been violated, even by democratic armies fighting in recent wars. For whatever reasons, men at war often experience an overpowering desire to dishonor, despoil or mutilate the bodies of the enemy soldiers they have killed. Short of that, they or their governments may refuse to release the bodies of enemy battle-dead. The norms against such practices have to be powerful indeed, because the urges that they attempt to control are so compelling themselves.

Instances of violations are plentiful. In 2012, photographs and a video of four US Marines in Afghanistan urinating on the bodies of dead Taliban fighters. An outcry ensued, and the military promised a criminal investigation. In 1967, a US Army sergeant was court-martialed after photographs came to light in which he was shown holding the decapitated heads of two enemy corpses. The Army declared the mutilation of dead enemy bodies to be “subhuman” and “contrary to all policy.”

The United States military is of course not alone in this. Israeli human rights groups have complained of their government’s policy of refusing to return bodies of Palestinians killed in bomb attacks they initiated or in conflict with the Israeli army. And in the civil war in Syria, both ISIS forces and those fighting them appear to have mutilated enemy combatants’ dead bodies.

Moreover, there is nothing new about these practices, nor are they common only in developed societies. In Two Leggings: The Making of a Crow Warrior (1967), Peter Nabokov presents the autobiography of Two Leggings, a celebrated nineteenth century Native American. Towards the end of his story, Two Leggings reminisces about the joys of warrior life. He recounts the fate of a dead Sioux whom he had killed the day before:

Riding over into the bushes, I found the Piegan’s body. After scalping his whole head I cut it into four parts, giving one to White Eye, one to Short Bull, and keeping the other two. Also I carried away his rifle. We discovered that they were Sioux and not Piegans. . .

When we returned to our camp we drove the captured horses through the tipis and I carried my scalp pieces tied to the end of a long pole. Soon the camp was alive, men brought out their drums, and the women began the scalp dance. . . .

Everyone joined in. For several days there was feasting and dancing. I was invited everywhere and told the story over and over again.

We were happy.

Why?

Why this happens is not well understood. Frances Larson, an anthropologist at Durham University in England, has studied the question of mutilation in her fascinating book Severed: A History of Heads Lost and Heads Found (2014). During the Second World War in the Pacific, American servicemen regularly mutilated the corpses of dead Japanese soldiers, often decapitating them and preserving their skulls as trophies. “It was not particularly hard to find human heads on display during the Pacific Campaign of the Second World War. . . Skulls were hung from bulletin boards and lashed to the front of US tanks and truck cabs as macabre mascots.” Later inquiries seem to confirm the anecdotal evidence. “One forensic report estimated that the heads were missing from 60 per cent of the Japanese dead repatriated from the Mariana Islands in 1984. And a Japanese priest who visited Iwo Jima regularly in the decades after the war to conduct services for the dead reported that skulls had been taken from many of the remains . . . . Customs officials in Hawaii, the gateway home for returning American troops, routinely asked soldiers whether they had any bones in their bags.”   Larson’s book illustrates her narrative with remarkable images and photographs, one of which, taken from Life magazine, shows an attractive young American woman gazing smilingly on a Japanese soldier’s skull. She is writing a “Thank you” note to her Navy boyfriend for sending the souvenir to her. Around the time the photograph was first published, a Pennsylvania Congressman presented President Franklin Roosevelt with a letter-opener fashioned from the arm bone of a Japanese soldier. (Roosevelt returned it.)

Legal warnings accomplished little if anything. The War Department pronounced the desecration of the Japanese dead to be a “grave violation of law and decency.” US Navy commanders in the Pacific theater threatened servicemen with “stern disciplinary action” if any of them were caught taking enemy body parts as souvenirs. But the harvesting of heads, teeth and fingers continued.

What causes such behavior? Larson refers to the work of another anthropologist, Simon Harrison’s Dark Trophies (2012), for a possible explanation. Harrison has argued that “trophy-taking tends to take place when men’s virility and power is expressed through hunting metaphors,” as when the military tracks “kills” and “body counts.” And a possible explanation is that such trophies have “conferred status” on their owners. Larson herself suggests what seems to me more plausible explanations. “[I]n the field of battle they performed many different functions. As heterogeneous as the soldiers who acquired them, they could symbolize fury or fear. Some were treated like hunting trophies, but others were transformed into tokens of love, mascots, pseudo-scientific specimens or playthings. And they were as likely to inspire moments of introspection as they were to encourage displays of bravado: after all, a human skull is the shell of a person that sits deep within us all. It is little wonder that soldiers, so close to death in more ways than one, were drawn to human skulls.”   Taking enemy skulls “helped soldiers regain a sense of empowerment, because the trophy head, held aloft, is an assertion of control in the chaos of battle. The same could be said of the executioner who holds up a traitor’s head on the scaffold: order is declared anew.”

The Synod on the Family and the Developing World

Opening_Session_of_the_Extraordinary_Assembly_of_the_Synod_of_Bishops_at_the_Vatican_on_Oct_6_2014_Credit_Mazur_catholicnewsorguk_CC_BY_NC_SA_20_3_CNA_10_7_14
First World Problems?

Not long after his election, the new Pope explained why he had taken the name “Francis”: “Ah, how I would like a church,” he said, “that is poor and is for the poor.” It was refreshing: the Pope was going to change the basic terms of the conversation between the Church and the world. Instead of waging a grinding “culture war” against a secular West, the Church would instead speak to the most urgent concerns of the global East and South. The first Pope to come from beyond Europe and the Mediterranean basin promised to be the champion of those who lived in the parts of the earth where hunger, injustice and persecution abounded. Places like the Philippines, Mexico, and Nigeria had already become the true center of gravity of a global Church, displacing Quebec, Chicago, Milan and Vienna. The new Pope would speak for the populations of the emerging world – for their suffering, their desperation, their resilience, their energy, their sense of hope. The “North/South” polarity would supplant the “Left/Right” one. The Church would make the pivot to poverty. In making that turn, it would address the West too – but by awakening it from the deadly self-absorption of the affluent.

So when one learns that the Synod of Catholic cardinals and bishops summoned by the same Pope has returned the conversation to the culture wars of the West – though with unmistakable overtones of capitulation on many of the bishops’ part — it is, to say no more, a disappointment. Try as it may, the Church under Francis seems to be unable to resist scratching the sores of Western sexuality. The consuming obsessions of the West, now in the terminal phases of the sexual and cultural revolutions that have swept over it for more than half a century, are dominating the Church’s agenda once again. At the Pope’s insistence, the bishops did a reset, plunging the Church into renewed debate over divorce and homosexuality and cutting short the conversation that the Pope had earlier invited over famine, persecution and want. With Islamist terrorist groups like Boko Haram recently murdering 2500 Catholics in one Nigerian diocese alone, and with Christian children being crucified or cut in half by ISIS, you might think that the world’s bishops would have more pressing things on their mind than the compatibility of same-sex unions with Church teaching. You would, of course, be wrong.

Indeed, even considering “family” issues alone, the non-Western Church was short-changed: how much attention was given to the question of inter-faith marriages, despite its being a major concern for the Church in India? In the Philippines, many marriages break up because poverty forces a spouse or parent to migrate overseas in search of employment, leaving home, spouse and children behind. Philippine Cardinal Luis Tagle noted this problem, saying that poverty “goes right at the heart of the family” in his country ; but how much attention did this issue get?

What is more, the organizers of the Synod openly expressed their indifference to – if not contempt for – the opinions of the leaders of the non-Western Church. They spoke as if the opposition of the African bishops to their “modernizing” program could stem only from irrational hatred and prejudice. What the Africans needed, they seemed to be saying, was a good, stiff dose of Richard Posner’s writings. In the controversy over the initial draft of the Synod’s statement, Cardinal Walter Kasper, an octogenarian German theologian and a favorite of the Pope’s, infamously said:

Africa is totally different from the West. Also Asian and Muslim countries, they’re very different, especially about gays. You can’t speak about this with Africans and people of Muslim countries. It’s not possible. It’s a taboo. For us, we say we ought not to discriminate, we don’t want to discriminate in certain respects.

Kasper later denied having made those revealing remarks – a denial that was then proven to be false. In any case, the remarks hardly seemed out of character for the Cardinal. In an interview with the German magazine Focus published under the heading “Third World Land,” Kasper was reported to have said, “When you land at Heathrow you think at times you have landed in a Third World country.” The German Cardinal obviously notices different things when he is at the airport from what Cardinal Tagle does. The Philippine prelate spoke of his anguish in watching Filipino mothers at airports forced to part from their children because their poverty is so desperate that they must leave their families and search for work abroad.

Not Just Cardinal Kasper

Even if Cardinal Kasper’s statement were merely condescension on the part of the passenger with the first-class cabin towards the passengers in steerage, it would be bad enough. But Kasper and those like him simply did not seem to understand the position. Perhaps the Africans and Asians are not just squinting narrowly at the issue of homosexuality, but rather looking at the state of Western culture as a whole? And perhaps they do not like what they see? Perhaps the cultural exports of the secular West – its current practices regarding marriage, abortion, childbirth, the family, the relations between the sexes – are no more wanted in Africa and Asia than the West’s toxic wastes and sewage effluents? (New York Cardinal Dolan’s wonderful defense of the “prophetic” African Church effectively made these points. )

But the problem with the Synod went far beyond the tactlessness and incomprehension of elderly European churchmen. Apparently at the Pope’s insistence, the Synod’s final report included three controversial articles that had received the approval of a Synod majority, but not the supermajority required for consensus. The final report will now go to the Church throughout the world for discussion and debate before the Synod reconvenes. You can be sure that the media coverage of the debate in this intervening period will focus overwhelmingly on the articles that the Pope reinstated. Cui bono? In their effort to get the conversation back on the familiar tracks of the Western culture wars, the Pope and his bishops are doing serious harm to millions of faithful Catholics trying to live out the Gospel in hostile and often dangerous conditions in the emerging world.

My former student, Andrew Ratelle, makes the point forcefully:

By upholding the nuclear family, the Church made what was perhaps the most important social investment in history. People in the poorer, more pagan regions of the world where polygamy, polyandry, arranged and child marriages were common, now had a place to look for support when it came to building a life that was most beneficial for themselves and their children. By weakening this support, or at the very least dispersing it to include more “diverse” arrangements, these bishops have weakened the very shield from which the nuclear family has received so much protection. Even in our own country, where “diverse” familial arrangements have almost become synonymous with urban poverty and crime (at least for those who have no gilded safety net to fall into), where should families look to now, since the Church has seen fit to dilute the medicine they have thrived on for so long?

Church leaders in the developing world understand this perfectly well. South African Cardinal Wilfrid Napier, for instance, wondered how he could deny communion to an African man living in polygamy in accordance with local culture and tradition, if he had to administer the sacrament to a divorced man married to his second wife? “Successive” polygamy, Napier pointed out, is hardly distinguishable from “simultaneous” polygamy.

Pope Francis was right (at first): it really is time to change the conversation. The global Church is not the parochial Western Church; the Church of the poor and the marginal is not the affluent, greying Church of Western Europe and North America. The Church should not be shadowing the West’s cultural trajectory all the way downwards. The future of the Church lies elsewhere. Ex oriente, lux.

Photo from the Catholic News Agency.

Animal Rights Trump Religious Rights

The Great Synagogue, Copenhagen

Something is rotten in the state of Denmark.

The World Jewish Congress reported late last week that the Danish Minister of Food and Agriculture, a 38 year old Social Democrat named Dan Jorgensen, had signed a regulation effectively banning the Jewish ritual slaughter of animals for food. Jorgensen explained the ban on Danish television by saying “animal rights come before religion” – or, according to another translation, “animal rights precede religious rights.”

Under the new regulation, all animal slaughter must be carried out after stunning, which is contrary to the Jewish practice of shechita, or ritual slaughter. Denmark’s Jewish community (which numbers a mere 6,000 persons) opposes the minister’s decision. The European Commissioner on Health, Tonio Borg, questioned the legality of the ban, saying that it “contradicts European law.” On the other hand, Jorgensen’s decision was acclaimed by the Animal Welfare Intergroup, of which he had been President.

If the Danish government and parliament let the decision stand, Denmark will join several other western European nations, including Norway, Sweden, Iceland, Poland and Switzerland in prohibiting such ritual slaughter. (Holland had attempted to ban shechita, but a Read more

Tocqueville and Gobineau

It is fitting to end this series with a study of the exchanges between GobineauTocqueville and his younger friend and assistant, Arthur de Gobineau. For if Tocqueville was the explorer of the new age of democracy, Gobineau was the herald of a return to an age of aristocracy, if in an untraditional and modernized form.

Though little remembered now, Gobineau was a prolific and assiduous writer, known chiefly for his defense of racism, the Essai sur l’inégalité des races humaines (1853-55) (“Essay on the Inequality of the Human Races”). Eleven years younger than Tocqueville and, like him, the Essaiscion of a noble family (if a lesser one), Gobineau was probably introduced to Tocqueville by royalist friends of both. Whether or not they had met previously, the two men began a correspondence in 1843. The exchange resulted from an invitation the Académie des sciences morales et politiques had extended to Tocqueville in that year, to prepare a study on modern moral doctrines in order to establish what, if anything, was novel in them. Tocqueville sought to enlist the young Gobineau’s assistance in the project. The ensuing correspondence took, for Tocqueville, a surprising turn, as he found his deepest beliefs about the relationship of Christianity to modern society sharply challenged. Tocqueville abandoned the study in 1848, probably owing to the revolution of that year.

A second major round of correspondence took place beginning about a decade later, around the time of the appearance of Gobineau’s book on racial inequality. This new, illiberal orientation in Gobineau’s thought deeply disturbed Tocqueville, who told Gobineau frankly that he objected to its “fatalism” and its “materialism.” To other correspondents, Tocqueville complained that Gobineau’s “stud farm philosophy” expounded “dangerous thoughts . . . in a journalistic style.” See Françoise Mélonio, Tocqueville and the French 129 (Beth Raps trans. 1998). For his part, Gobineau exulted that the book had “struck the nerve of liberal ideas at its core.” Id.

Despite their basic differences, Tocqueville befriended Gobineau, launching him on a diplomatic career when Tocqueville became France’s Foreign Minister in 1849. Gobineau did not repay Tocqueville’s kindness: in his 1874 novel Les Pléiades, his used the character of Genevilliers to mock and satirize his benefactor. Mélonio at 128-30.

The interest and importance of the Tocqueville-Gobineau correspondence has been rightly emphasized by several scholars. See especially Aristide Tessitore, “Tocqueville and Gobineau on the Nature of Modern Politics,” 67 Review of Politics 631 (2005); see also Christian Bégin, “Tocqueville et la fracture religieuse,” 32 The Tocqueville Review/La Revue Tocqueville 167 (2011); Larry Siedentop, Tocqueville 96-106; 126-30 (1994); William A. Galston, “Tocqueville on Liberalism and Religion,” 54 Social Research 499 (1987). The historian John Lukacs has edited and translated most – though unfortunately not all – of the correspondence, and I shall use this translation. Alexis de Tocqueville, “The European Revolution” & Correspondence with Gobineau (John Lukacs ed. & trans. 1968).

The ultimate issues

The confrontation between Tocqueville and Gobineau was played out on at least two levels.

First, as of 1843, Gobineau “might best be described as a radical partisan of the Enlightenment project.” Tessitore at 632. Throughout his career, however, Tocqueville had argued that modern Western society was indebted to both the Enlightenment and Christianity, that the central doctrines of both movements were compatible, and that the tension between them was fruitful and beneficent, each correcting the flaws and excesses of the other. See id. at 639; 652; Galston at 502-04. The core principles of the Enlightenment, such as “the natural equality of men,” were also part of the patrimony of Christianity. See Alexis de Tocqueville, The Ancien Régime and the Revolution 21 (Bevan trans. 2008).

For Gobineau, the Enlightenment marks a revolutionary transformation in the West, ushering in a post-Christian era in which morality has come to rest on a wholly naturalistic foundation. See Tessitore at 641. For Tocqueville, by contrast, the coming of Christianity is the only true revolution that the West has yet seen, or may ever see. (The same thesis has been defended at length, but without reference to Tocqueville, in David Bentley Hart’s brilliant Atheist Delusions, cited earlier in this series.). There is, indeed, a radical discontinuity in the dominant ethos of the West; but this is the rupture between classical antiquity and the rise of Christianity, not between the Christian ages and the aftermath of the Enlightenment. True, the morality of the nineteenth century differs significantly from that of the pre-Enlightenment period, notably with regard to the importance of political action and the recognition of life’s material needs. But these changes, Tocqueville insists, merely reflect the development of Christian morality over long stretches of time and its adaptation to new circumstances. They do not constitute evidence of the dominance of a radically de-christianized ethos. See Tessitore at 636; 644-45; 648; Galston at 505-08.

Second, Gobineau’s view of modern morality in the early 1840s laid the foundation for his later teaching about human inequality.

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Tocqueville and Habermas

After their decisive victory over a larger Austrian force in the Battle of Leuthen (1757), the soldiers of the Prussian Army broke out spontaneously in the great Lutheran hymn, Nun danket alle Gott – “Now thank we all our God.” The Prussian King, Frederick the Great, listened in astonishment. A free thinker, friend of Voltaire, and a “benevolent” Enlightenment despot, the Great King exclaimed: Mein Gott! Welche Kraft hat die Religion – “My God! How much power religion has!”

Jűrgen Habermas

Another German free thinker and heir to the Enlightenment seems recentlyHabermas to have made a similarly startling discovery. I refer to the widely renowned German philosopher and public intellectual Jűrgen Habermas. For much of his career, Habermas identified himself as a staunch defender of Enlightenment rationality, the anointed successor of Immanuel Kant. His account of liberal, democratic constitutionalism assumed only secular foundations, and deliberately excluded any reference to the authority of religion. But in recent years, Habermas has veered away from that course; his stance toward religion has changed. First, he has come to accept that religion, even in the West, is not going away – at least not soon. Second, he is prepared, albeit tentatively, to recognize a role for religion to play in public, political discourse. Indeed, he even entertains the thought that “philosophy,” or secular reason, will engage in a colloquy with “theology” and revealed religion.

Reflecting this change of heart, Habermas, as guest of the Catholic Academy of Bavaria, engaged then-Cardinal Josef Ratzinger in debate in Munich in 2004. Habermas’ address has been published as “Prepolitical Foundations of the Constitutional State?” in Jűrgen Habermas, Between Naturalism and Religion: Philosophical Essays (Ciaran Cronin trans. 2012). Subsequently, in 2007, Habermas debated four Jesuit theologians, again in Munich, in 2007. His remarks on this occasion have been published as Jűrgen Habermas, An Awareness of What is Missing: Faith and Reason in a Post-Secular Age (Ciaran Cronin trans. 2010). In a short, penetrating essay entitled “Does Reason Know What It Is Missing” (New York Times, April 12, 2010), the distinguished literary theorist, public intellectual and deconstructionist Stanley Fish reviewed and criticized Habermas’ position in these debates.

Habermas’ later thoughts on religion and politics are relevant to this series for several reasons. First, it is interesting and instructive to compare the ideas of this early twenty-first century thinker with those of de Tocqueville. Tendencies in modern, democratic society whose first stirrings Tocqueville discerned have had almost two intervening centuries in which to work themselves out. In particular, secularization has become far more pervasive. But second and no less important, Habermas’ thinking sheds light on the question raised in my last posting: whether democracy can survive and flourish, despite the perceptible deepening and entrenchment of social and economic inequalities, if Western society is radically de-christianized? The bare fact that a thinker of Habermas’ repute considered it timely and important to raise the question of “prepolitical,” religious foundations for the liberal-democratic, “constitutional” State suggests that there may, indeed, be a possible need here that only religion can serve. Moreover, Tocqueville himself gave attention to the question that Habermas poses, albeit in a less systematic and focused way.

There is, I believe, a particular point of contact between Habermas and Tocqueville in the latter’s correspondence with his friend and assistant Arthur de Gobineau (whom we have briefly encountered earlier in this series). In that correspondence, Tocqueville comes closest to giving us his answer to the question whether modern Western democracy presupposes Christianity. That correspondence will be the centerpiece of my next and final posting.

Habermas on the prepolitical foundations of the constitutional State

A longstanding project of Habermas has been to provide a nonreligious, “post-metaphysical” justification of the normative foundations of constitutional democracy. He finds this type of justification in “political liberalism,” more especially in the form of “Kantian republicanism.” Prepolitical Foundations at 102. While acknowledging antecedents in Christian theology, Habermas insists that “the form of state power that remains neutral toward different worldviews ultimately derives from the profane sources of seventeenth- and eighteenth-century philosophy.” Id. Unlike Tocqueville, then, who sees the normative foundations of political liberalism as rooted in both Christian and Enlightenment thought, Habermas locates those foundations solely, or at least primarily, in the Enlightenment. (Habermas’ resistance to giving full recognition to Christianity’s historic role in shaping the modern liberal-democratic State recalls the long debate over whether the Preamble of the Draft Treaty establishing a Constitution for Europe should include a reference to God or Christianity. In the end, it did not. See Srdjan Cvijic and Lorenzo Zucca, Does the European Constitution need Christian Values?, 24 Oxford Journal of Legal Studies 739 (2004) (discussing J.H.H. Weiler, Un’ Europa Cristiana: un saggio explorativo (2002))).

The core of Habermas’ justificatory strategy is to base the legitimacy of the decision-making of the liberal, democratic state on an open, inclusive process of public communication, argument and reflection in which citizens engage on equal terms.

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Tocqueville’s America and Ours

The County Election (1852)

The “democracy” that Tocqueville observed in the United States was a pervasive social condition, not simply a matter of political or legal equality. Indeed, he opened Democracy in America by saying that “[o]f all the novel things which attracted my attention during my stay in the United States, none struck me more forcibly than the equality of social conditions.” The “extraordinary influence” of “this fundamental fact” shaped both “civil society” and “political customs and laws.” Democracy at 11.

Tocqueville is sometimes misrepresented as opposing liberty to equality. The fact is that he was a partisan of both. In the chapter immediately succeeding his analysis of soft despotism (which he called a “Continuation” of the latter), he says unequivocally that “all those who now wish to found or guarantee the independence and dignity of their fellows should show themselves friends of equality.” Preventing democracy from slipping into despotism is a question, he says, of “drawing freedom from within the democracy in which God has placed us.” Id. at 809. True, he acknowledges that “[e]quality introduces into men’s minds several tendencies which are a danger to liberty.” Id. at 813. But he holds the “firm belief” that “the dangers imposed by the principle of equality upon human independence” are “not insurmountable.” Id. at 817. Inequality, no less than equality, may pose a danger to liberty in a democracy.

Democracy and social equality

Tocqueville observed social equality everywhere in America. In a short section of Volume I of Democracy entitled “Remains of the Aristocratic Party in the United States” (Vol. I, Pt. ii, ch. 2), Tocqueville invites his readers to consider the situation of “the wealthy man,” “this opulent citizen.” “Within the four walls of his house he adores luxury; he invites only a few chosen guests.” But in public, “[h]is clothes are simple and his demeanor is modest.” When “he emerges from home to make his way to work . . . everyone is free to accost him. On the way, his shoemaker might pass by and they stop; both then begin to chat. What can they say? These two citizens are concerned with affairs of state and will not part without shaking hands.” True, the rich feel “a deep distaste” for their country’s democratic institutions, and “both fear and despise” the people. But they bow before the force of democratic social conventions. Democracy at 208-09.

Elsewhere Tocqueville describes the manner of Americans towards one another as “natural, open, and unreserved.” “In America, where privileges of birth have never existed and where wealth grants no particular right to its owner, strangers readily congregate in the same places and find neither danger nor advantage in telling each other freely what they think . . . . [T]here is practically nothing that they expect or fear from each other and they make no more effort to reveal than to conceal their social position.” Id. at 656.

Fishtown and Belmont

It would be unrealistic to think of America in such terms nowadays. Consider Charles Murray’s recent work, Coming Apart: The State of White America, 1960-2010 (2012). Murray argues that America is “coming apart at the seams – not seams of race or ethnicity, but of class” (id. at 12). The white working class, he contends, has become estranged from the nation’s “founding virtues” of “industriousness, honesty, marriage, and religiosity” (id. at 131). Basing his Read more

Tocqueville on Pantheism: Part II

Tocqueville thinks that democracy tends toward a metaphysics of pantheism, and urges noble natures living in a democracy to resist that tendency fiercely. Pantheism is suited to democracy because it captures democracy’s ambivalences. Pantheism both deifies and trivializes the human person. It equates the individual ego with the universe, but also shrinks the ego to an infinitesimal point. It exalts individuality, but also merges it into the totality of things. Pantheism liberates by announcing that the realm of possibility is unlimited, but oppresses by subjecting all things to necessity. It denies original sin, thus opening endless vistas for human action, but it also denies human agency, thus making action impossible.

Perhaps that is why Tocqueville followed his chapter on pantheism with another short chapter entitled “How Equality Suggests to Americans the Idea of the Perfectibility of Man” (Democracy in America, Vol. II, Pt. I, ch. 8) (Bevan trans.). If man is at least latently divine, why should he not strive fully to realize that divinity — that is, to perfect himself? If original sin does not foredoom our pursuit of perfection to failure, then why not pursue perfection in earnest? Only aristocratic societies believe that the human situation is inherently tragic and that human history cannot finally be transcended. Democratic societies believe on the contrary that “man can improve throughout all time” and that human history reaches “the end of the long path human beings have to tread.” Democracy at 523.

Tocqueville recounts that he asked an American sailor “why his country’s vessels are constructed to last for so short a time.” The sailor answered unhesitatingly that “the art of navigation is making such rapid progress that the finest ship would soon outlive its usefulness if it extended its life for more than a few years.” From this casual remark, Tocqueville “glimpse[d] the general and systematic idea by which a great nation directs its every action.” Id.

As often in Tocqueville, the same cause is held to produce contrary effects. As we saw in the last posting, pantheism produces the beliefs that human individuals are mere ripples on the surface of an infinite ocean, that human action is without lasting consequences, and that the proper attitude to nature is to disturb its eternal order as little as possible. But pantheism also produces the belief that nature is endlessly malleable in our hands, that we should ceaselessly remake and exploit it to serve human ends, and that humanity itself can and should be refashioned to overcome the limits that nature appears to have set for it. In our world, technological rationality in the form of genetic engineering, the continuous effort to modify and improve crops, animals and human embryos, and the search for a cure, not merely for disease, but also for death, are as much a consequence of pantheism as the deep ecology movement is.

In his chapter on pantheism, Tocqueville tells us that he “later” describe how that metaphysical system has “a parallel in politics.” Democracy at 520. We shall soon consider that political parallel, which is democratic “despotism.” But first, let us consider a possible source of, or influence on, Tocqueville’s view of pantheism.

Henri Louis Charles Maret

Henri Louis Charles Maret was a Catholic priest (later bishop) and theologian, born in 1805 (also the year of Tocqueville’s birth). He became a Professor on the Theology faculty at the Sorbonne in 1841, and Dean of that faculty in 1853. He was associated with French liberal Catholics, most importantly the Abbé Hugues Félicité de Lammenais and the circle of like-minded Catholics involved Read more